Forms And Documents
This series of questions and other prompts begins the process of helping us get to know you better so that we can help you define your goals and objectives, and hopes and dreams. The questionnaire is the basis for the financial and investment plan that will help you achieve peace of mind.
You can complete the questionnaire online or print the form to complete it in hard copy. The link above will take you to the questionnaire with detailed instructions on completing the form and returning the completed form back to us.
We appreciate your interest in our firm and look forward to the opportunity to work with you.
In 2010 the United States Securities and Exchange Commission (“SEC”) adopted amendments to the Registered Investment Advisor (“RIA”) disclosure document, ADV Part II. This disclosure document, now called the “Firm Brochure” or Form ADV Part 2A, provides extensive information about the RIA, their business practices and services provided. It is materially different in structure and requires certain new information that the previous disclosure document did not require.
As with the previous disclosure document, we must deliver the new brochure to prospective clients. What is new is the requirement to also deliver the brochure (or a summary of material changes to the brochure along with an offer to provide a complete copy of the updated brochure upon request) to clients on an annual basis; with the old Form ADV Part II, we only had to “offer” to deliver the brochure to clients annually.