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Lassus Wherley Wealth Management Building Better Futures

J. Charles Pawlik, CFP®

Charles Pawlik, CFP® Financial Planning and Investment Management Lassus Wherley

Charles has been a member of both the Financial Planning and Investment Management teams at Lassus Wherley since May of 2006, when he started as an Investment Analyst. His responsibilities included performing due diligence with regard to researching and analyzing current and potential investments to be utilized in client portfolios, Investment Planning, as well as on-going portfolio management through the monitoring and rebalancing of client portfolios.


The Investment Planning process includes the development of an individualized asset allocation and written investment plan based on the needs and goals of the firm's clients, which serve as the cornerstone for on-going portfolio management. Responsibilities include reviewing and rebalancing client portfolios to ensure that they are in line with the asset allocation and overall investment strategy developed for the firm's clients. During his time as an Investment Analyst, Charles played a major role in the implementation of iRebal, the software currently used for on-going portfolio management. He is the chief provider of company-wide and new employee training with regard to iRebal. Charles also serves as the primary advisor for education planning needs through the utilization of 529 plans.


Charles was promoted to Associate Financial Planner in August of 2008. In addition to his responsibilities as an Investment Analyst, his responsibilities expanded to include all facets of Financial Planning including Cash Flow, Tax, Retirement, and Estate Planning analyses, in addition to Investment Planning.


The Financial Planning process involves working with the firm's clients and coordinating with a team of professionals to develop an overall financial plan that can serve as a roadmap to assist the client in achieving their financial goals. Charles also serves as a member of the Investment Committee, which meets weekly to discuss and assess economic conditions and the firm's overall investment strategy. Charles received the Certified Financial Planner™ designation in July of 2009, and is currently pursuing the Chartered Financial Analyst designation.


Education

  • Financial Planning Certificate Program, Fairleigh Dickinson University (2007)
  • Bachelor of Arts, Pennsylvania State University (2005)
  • Completed CFA Level I (2010)

Designations/Licenses/ Registrations

  • CERTIFIED FINANCIAL PLANNER™ Professional (2009)
  • Registered Investment Advisor Representative (Series 65, 2009)

Professional Affiliations

  • Corporate professional member of National Association of Personal Financial Advisors (NAPFA)